# 金融治理国际标准实体调研 - 证据文件

完成日期：2026-08-27

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## 一、巴塞尔协议III相关（Basel III）

### E001: JPMorgan Chase
Claim: JPMorgan Chase is a G-SIB in Bucket 4 (highest), subject to 2.5% additional capital buffer under Basel III
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "4 JP Morgan Chase (2.5%)"
Scope fit: IN-SCOPE
Confidence: HIGH

### E002: Citigroup
Claim: Citigroup is a G-SIB in Bucket 3 with 2.0% additional capital requirement under Basel III
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "3 Citigroup (2.0%)"
Scope fit: IN-SCOPE
Confidence: HIGH

### E003: HSBC Holdings
Claim: HSBC is a G-SIB in Bucket 3 with 2.0% additional capital requirement under Basel III
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "3 HSBC (2.0%)"
Scope fit: IN-SCOPE
Confidence: HIGH

### E004: Bank of America
Claim: Bank of America is a G-SIB in Bucket 2 with 1.5% additional capital requirement under Basel III
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "2 (1.5%) Bank of America"
Scope fit: IN-SCOPE
Confidence: HIGH

### E005: Barclays
Claim: Barclays is a G-SIB in Bucket 2 with 1.5% additional capital requirement under Basel III
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "2 (1.5%) ... Barclays"
Scope fit: IN-SCOPE
Confidence: HIGH

### E006: BNP Paribas
Claim: BNP Paribas is a G-SIB in Bucket 2 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "2 (1.5%) ... BNP Paribas"
Scope fit: IN-SCOPE
Confidence: HIGH

### E007: Deutsche Bank
Claim: Deutsche Bank is a G-SIB in Bucket 2 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "2 (1.5%) ... Deutsche Bank"
Scope fit: IN-SCOPE
Confidence: HIGH

### E008: Goldman Sachs
Claim: Goldman Sachs is a G-SIB in Bucket 2 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "2 (1.5%) ... Goldman Sachs"
Scope fit: IN-SCOPE
Confidence: HIGH

### E009: Groupe Crédit Agricole
Claim: Groupe Crédit Agricole is a G-SIB in Bucket 2 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "2 (1.5%) ... Groupe Crédit Agricole"
Scope fit: IN-SCOPE
Confidence: HIGH

### E010: Mitsubishi UFJ Financial Group
Claim: Mitsubishi UFJ FG is a G-SIB in Bucket 2 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "2 (1.5%) ... Mitsubishi UFJ FG"
Scope fit: IN-SCOPE
Confidence: HIGH

### E011: UBS Group
Claim: UBS is a G-SIB in Bucket 2 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "2 (1.5%) ... UBS"
Scope fit: IN-SCOPE
Confidence: HIGH

### E012: Bank of New York Mellon
Claim: Bank of New York Mellon is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Bank of New York Mellon"
Scope fit: IN-SCOPE
Confidence: HIGH

### E013: Groupe BPCE
Claim: Groupe BPCE is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Groupe BPCE"
Scope fit: IN-SCOPE
Confidence: HIGH

### E014: ING Group
Claim: ING is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 ING"
Scope fit: IN-SCOPE
Confidence: HIGH

### E015: Mizuho Financial Group
Claim: Mizuho FG is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Mizuho FG"
Scope fit: IN-SCOPE
Confidence: HIGH

### E016: Morgan Stanley
Claim: Morgan Stanley is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Morgan Stanley"
Scope fit: IN-SCOPE
Confidence: HIGH

### E017: Royal Bank of Canada
Claim: Royal Bank of Canada is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Royal Bank of Canada"
Scope fit: IN-SCOPE
Confidence: HIGH

### E018: Banco Santander
Claim: Santander is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Santander"
Scope fit: IN-SCOPE
Confidence: HIGH

### E019: Société Générale
Claim: Société Générale is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Société Générale"
Scope fit: IN-SCOPE
Confidence: HIGH

### E020: Standard Chartered
Claim: Standard Chartered is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Standard Chartered"
Scope fit: IN-SCOPE
Confidence: HIGH

### E021: State Street Corporation
Claim: State Street is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 State Street"
Scope fit: IN-SCOPE
Confidence: HIGH

### E022: Sumitomo Mitsui Financial Group
Claim: Sumitomo Mitsui FG is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Sumitomo Mitsui FG"
Scope fit: IN-SCOPE
Confidence: HIGH

### E023: Toronto-Dominion Bank
Claim: Toronto Dominion is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Toronto Dominion"
Scope fit: IN-SCOPE
Confidence: HIGH

### E024: Wells Fargo
Claim: Wells Fargo is a G-SIB in Bucket 1 under Basel III framework
Source: Financial Stability Board
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Wells Fargo"
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 二、FATF 40项建议相关

### E025: Financial Action Task Force (FATF)
Claim: FATF is an inter-governmental body that sets international standards to combat money laundering and terrorist financing, with 40 members
Source: FATF official website
URL: https://www.fatf-gafi.org/en/the-fatf/who-we-are.html
Date: N/A [accessed 2026-08-27]
Excerpt: "The Financial Action Task Force (FATF) is the global money laundering and terrorist financing watchdog. The inter-governmental body sets international standards..."
Scope fit: IN-SCOPE
Confidence: HIGH

### E026: Financial Conduct Authority (UK)
Claim: UK is a FATF member; FCA is the key financial regulator implementing FATF standards
Source: FATF official website
URL: https://www.fatf-gafi.org/en/countries/s-t.html
Date: N/A [accessed 2026-08-27]
Excerpt: "United Kingdom" listed as FATF member
Scope fit: IN-SCOPE
Confidence: HIGH

### E027: Australian Transaction Reports and Analysis Centre (AUSTRAC)
Claim: Australia is a FATF member; AUSTRAC is the financial intelligence unit implementing FATF 40 Recommendations
Source: FATF official website
URL: https://www.fatf-gafi.org/en/the-fatf/who-we-are.html
Date: N/A [accessed 2026-08-27]
Excerpt: "Australia" listed as FATF member
Scope fit: IN-SCOPE
Confidence: MEDIUM

### E028: Monetary Authority of Singapore (MAS)
Claim: Singapore is a FATF member; MAS implements FATF anti-money laundering standards
Source: FATF official website
URL: https://www.fatf-gafi.org/en/the-fatf/who-we-are.html
Date: N/A [accessed 2026-08-27]
Excerpt: "Singapore" listed as FATF member
Scope fit: IN-SCOPE
Confidence: HIGH

### E029: Financial Services Agency (Japan)
Claim: Japan is a FATF member; Japan Financial Services Agency implements FATF standards
Source: FATF official website
URL: https://www.fatf-gafi.org/en/the-fatf/who-we-are.html
Date: N/A [accessed 2026-08-27]
Excerpt: "Japan" listed as FATF member
Scope fit: IN-SCOPE
Confidence: MEDIUM

### E030: Asia/Pacific Group on Money Laundering (APG)
Claim: APG is a FATF-style regional body for the Asia-Pacific region with 41 members
Source: FATF official website
URL: https://www.fatf-gafi.org/en/the-fatf/who-we-are.html
Date: N/A [accessed 2026-08-27]
Excerpt: "Asia/Pacific Group on Money Laundering (APG)" listed as part of FATF Global Network
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 三、赤道原则IV相关

### E031: Equator Principles Association
Claim: The Equator Principles Association manages the Equator Principles, a risk management framework adopted by financial institutions
Source: Equator Principles official website
URL: https://equator-principles.com/signatories-epfis-reporting/
Date: N/A [accessed 2026-08-27]
Excerpt: "Signatories & EPFI Reporting" — list of adopting institutions
Scope fit: IN-SCOPE
Confidence: HIGH

### E032: International Finance Corporation (IFC)
Claim: IFC is a member of the World Bank Group; the Equator Principles are based on IFC Performance Standards and World Bank EHS Guidelines
Source: Mizuho Financial Group
URL: https://www.mizuhogroup.com/sustainability/business-activities
Date: N/A [accessed 2026-08-27]
Excerpt: "The Equator Principles comply with the IFC Performance Standards and the World Bank Group EHS Guidelines"
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 四、IOSCO证券监管原则相关

### E033: International Organization of Securities Commissions (IOSCO)
Claim: IOSCO is the international body that brings together the world's securities regulators and sets global securities regulatory standards
Source: Hong Kong SFC
URL: https://www.hksfc.hk/TC/About-the-SFC/Regulatory-collaboration/International/IOSCO-MMOU
Date: 2026-07-16
Excerpt: IOSCO MMOU signatories list
Scope fit: IN-SCOPE
Confidence: HIGH

### E034: US Securities and Exchange Commission (SEC)
Claim: US SEC is a key securities regulator and IOSCO member implementing IOSCO principles
Source: SEC official website
URL: https://www.sec.gov/about/divisions-offices/office-credit-ratings/current-nrsros
Date: 2016-09-27
Excerpt: SEC regulates NRSROs including Moody's, S&P, Fitch
Scope fit: IN-SCOPE
Confidence: HIGH

### E035: Securities and Exchange Board of India (SEBI)
Claim: SEBI is India's securities regulator and IOSCO member implementing IOSCO principles and corporate governance norms
Source: Hong Kong SFC / IOSCO MMOU
URL: https://www.hksfc.org/en/About-the-SFC/Regulatory-collaboration/International/IOSCO-MMOU
Date: 2026-07-16
Excerpt: "India | Securities and Exchange Board of India" listed as IOSCO MMOU signatory
Scope fit: IN-SCOPE
Confidence: HIGH

### E036: Australian Securities and Investments Commission (ASIC)
Claim: ASIC is Australia's securities regulator and IOSCO MMOU signatory
Source: Hong Kong SFC / IOSCO MMOU
URL: https://www.hksfc.org/en/About-the-SFC/Regulatory-collaboration/International/IOSCO-MMOU
Date: 2026-07-16
Excerpt: "Australia | Australian Securities and Investments Commission" listed as IOSCO MMOU signatory
Scope fit: IN-SCOPE
Confidence: HIGH

### E037: Comissão de Valores Mobiliários (CVM - Brazil)
Claim: CVM is Brazil's securities regulator implementing IOSCO principles and corporate governance regulation
Source: OECD Corporate Governance Factbook 2025
URL: https://read.oecd-ilibrary.org/en/publications/oecd-corporate-governance-factbook-2025_f4f43735-en/full-report/the-corporate-governance-and-institutional-framework_88c5af18.html
Date: 2025
Excerpt: "Brazil | CVM | Board of Commissioners"
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 五、G20数字经济原则相关

### E038: Organisation for Economic Co-operation and Development (OECD)
Claim: OECD supports G20 digital economy work including digital government principles and AI principles
Source: G20 DETF Declaration
URL: https://www.international.gc.ca/world-monde/assets/pdfs/g20_detf_ministerial_declaration_salta.pdf
Date: N/A [accessed 2026-08-27]
Excerpt: "we welcome International Organizations, including the IDB, ILO, IMF, ITU, OECD, UNCTAD, and WB, for contributing their expertise to the work of the G20 DETF"
Scope fit: IN-SCOPE
Confidence: HIGH

### E039: Ripple
Claim: Ripple is a digital currency/blockchain company providing cross-border payment solutions using XRP and RLUSD stablecoin, relevant to G20 digital economy principles
Source: Ripple official website
URL: https://ripple.com/ripple-press/ripple-teams-up-with-mastercard-webbank-and-gemini/
Date: 2025-11-05
Excerpt: "Ripple, a financial technology company that offers crypto solutions for businesses... RLUSD stablecoin settlement"
Scope fit: IN-SCOPE
Confidence: HIGH

### E040: Stellar Development Foundation
Claim: Stellar Development Foundation operates the Stellar network focused on financial inclusion and cross-border payments with digital currency, relevant to G20 digital inclusion principles
Source: Gate.io Wiki / Ripple-Stellar comparison
URL: https://www.gate.com/zh/crypto-wiki/article/what-is-stellar-how-does-it-work-20260206
Date: 2026-02-06
Excerpt: "Stellar 致力于金融包容性，服务个人、小微企业及被传统金融忽视的汇款市场"
Scope fit: IN-SCOPE
Confidence: MEDIUM

---

## 六、绿色金融/NGFS相关

### E041: Network of Central Banks and Supervisors for Greening the Financial System (NGFS)
Claim: NGFS is a network of central banks and supervisors established in 2017 to green the financial system, with over 171 members and observers
Source: NGFS official website
URL: https://www.ngfs.net/node/33603
Date: 2025-10-03
Excerpt: "The NGFS now brings together over 171 Members and Observers"
Scope fit: IN-SCOPE
Confidence: HIGH

### E042: European Central Bank (ECB)
Claim: ECB is a key member of NGFS and is advancing the digital euro project
Source: IMF / BIS CBDC publications
URL: https://www.bis.org/publ/othp65.pdf
Date: N/A [accessed 2026-08-27]
Excerpt: "Participating central banks are: ... the European Central Bank"
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 七、公司治理/OECD原则相关

### E043: Hana Financial Group (South Korea)
Claim: Hana Financial Group is a major Korean financial holding company with formal corporate governance structure and outside directors, subject to Korean Corporate Governance Act
Source: Hana Financial Group official website
URL: https://www.hanafn.com/en/hfm/mnu/info/governance/directorRule2.do
Date: N/A [accessed 2026-08-27]
Excerpt: "Internal Guidelines on Governance Structure... at least three outside directors... majority of all directors"
Scope fit: IN-SCOPE
Confidence: HIGH

### E044: KB Financial Group (South Korea)
Claim: KB Financial Group is a major Korean financial holding company subject to Basel III and corporate governance reforms
Source: Korea Herald
URL: https://m.koreaherald.com/article/10537310
Date: 2025-07-22
Excerpt: "Korea's four major financial groups: Woori, KB, Hana and Shinhan"
Scope fit: IN-SCOPE
Confidence: HIGH

### E045: Shinhan Financial Group (South Korea)
Claim: Shinhan Financial Group is a major Korean financial group with corporate governance structure including outside directors
Source: Korea Herald
URL: https://m.koreaherald.com/article/10815189
Date: 2026-07-21
Excerpt: "Shinhan Financial Group includes Chairman Jin Ok-dong and Jung Sang-hyuk, CEO of Shinhan Bank, as inside directors"
Scope fit: IN-SCOPE
Confidence: HIGH

### E046: Itaú Unibanco (Brazil)
Claim: Itaú Unibanco is Brazil's largest private bank with formal corporate governance structure including independent board members and conflict of interest policies
Source: Itaú Unibanco official website
URL: https://www.itau.com.br/relacoes-com-investidores/en/
Date: N/A [accessed 2026-08-27]
Excerpt: "Corporate Policy on Integrity and Ethics... all employees must proactively observe and prevent conflicts of interest"
Scope fit: IN-SCOPE
Confidence: HIGH

### E047: Banco Bradesco (Brazil)
Claim: Banco Bradesco is a major Brazilian bank with 6-11 member board of directors, independent members, and formal corporate governance structure
Source: Bradesco RI official website
URL: https://www.bradescori.com.br/o-bradesco/quem-somos-nos/
Date: N/A [accessed 2026-08-27]
Excerpt: "Conselho de Administração... 6 a 11 membros, mandatos de dois anos... membros independentes"
Scope fit: IN-SCOPE
Confidence: HIGH

### E048: DBS Group Holdings (Singapore)
Claim: DBS is Singapore's largest bank, an Equator Principles signatory, and active in green finance
Source: Equator Principles / Chinese article
URL: https://project.goalfore.cn/a/860.html
Date: N/A [accessed 2026-08-27]
Excerpt: "星展银行" listed as Equator Principles bank
Scope fit: IN-SCOPE
Confidence: MEDIUM

### E049: Oversea-Chinese Banking Corporation (OCBC)
Claim: OCBC is a major Singaporean bank active in sustainable finance and corporate governance
Source: Eastmoney Baike / Equator Banks list
URL: https://baike.eastmoney.com/item/%E8%B5%A4%E9%81%93%E9%93%B6%E8%A1%8C
Date: N/A [accessed 2026-08-27]
Excerpt: DBS listed as Equator bank
Scope fit: PARTIAL
Confidence: MEDIUM

### E050: United Overseas Bank (UOB)
Claim: UOB is a major Singaporean bank with corporate governance practices and sustainable finance initiatives
Source: Eastmoney Baike
URL: https://baike.eastmoney.com/item/%E8%B5%A4%E9%81%93%E9%93%B6%E8%A1%8C
Date: N/A [accessed 2026-08-27]
Excerpt: Various international banks listed as Equator Principles signatories
Scope fit: PARTIAL
Confidence: MEDIUM

---

## 八、评级机构

### E051: Moody's Investors Service
Claim: Moody's is one of the Big Three credit rating agencies controlling ~40% global market share, regulated as NRSRO by SEC
Source: IB Interview Questions
URL: https://ibinterviewquestions.com/guides/debt-capital-markets/the-big-three-moodys-sp-fitch
Date: 2026-05-22
Excerpt: "Moody's ~40% market share"
Scope fit: IN-SCOPE
Confidence: HIGH

### E052: S&P Global Ratings
Claim: S&P Global Ratings is one of the Big Three credit rating agencies controlling ~40% global market share, regulated as NRSRO by SEC
Source: IB Interview Questions
URL: https://ibinterviewquestions.com/guides/debt-capital-markets/the-big-three-moodys-sp-fitch
Date: 2026-05-22
Excerpt: "S&P Global Ratings ~40% market share"
Scope fit: IN-SCOPE
Confidence: HIGH

### E053: Fitch Ratings
Claim: Fitch Ratings is the third major credit rating agency with ~15-20% global market share, dual-headquartered in New York and London
Source: IB Interview Questions
URL: https://ibinterviewquestions.com/guides/debt-capital-markets/the-big-three-moodys-sp-fitch
Date: 2026-05-22
Excerpt: "Fitch ~15-20% market share"
Scope fit: IN-SCOPE
Confidence: HIGH

### E054: DBRS Morningstar
Claim: DBRS Morningstar is a Canadian-founded credit rating agency recognized by EU regulators and registered as NRSRO
Source: Fiveable / Sina Finance
URL: http://finance.sina.cn/2026-08-07/detail-inimnram0003563.d.html
Date: 2026-08-07
Excerpt: "DBRS和KBRA等5家" cover all rating categories as NRSROs
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 九、普惠金融相关

### E055: Consultative Group to Assist the Poor (CGAP)
Claim: CGAP is a global partnership of 30+ development institutions working to advance financial inclusion for the poor, housed at the World Bank
Source: CGAP official website
URL: https://www.cgap.org/about/faq
Date: N/A [accessed 2026-08-27]
Excerpt: "CGAP is a global partnership of more than 30 leading development institutions that works to make financial service meet the needs of poor people"
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 十、伊斯兰金融/中东

### E056: Islamic Financial Services Board (IFSB)
Claim: IFSB is an international standard-setting organization for Islamic financial services, headquartered in Kuala Lumpur, Malaysia with 183 members across 61 jurisdictions
Source: IFSB official website
URL: https://www.ifsb.org/?org=2
Date: N/A [accessed 2026-08-27]
Excerpt: "The Islamic Financial Services Board (IFSB) is an international standard-setting organisation that promotes and enhances the soundness and stability of the Islamic financial services industry"
Scope fit: IN-SCOPE
Confidence: HIGH

### E057: Al Rajhi Bank (Saudi Arabia)
Claim: Al Rajhi Bank is the world's largest Islamic bank by total assets ($278.15 billion as of end-2025), headquartered in Saudi Arabia
Source: Halal Times
URL: https://www.halaltimes.com/largest-islamic-banks-in-the-world-2026-ranked/
Date: 2026-08-04
Excerpt: "Al Rajhi Bank (Saudi Arabia) — The Undisputed Giant... total assets reached $278.15 billion at the end of 2025"
Scope fit: IN-SCOPE
Confidence: HIGH

### E058: Kuwait Finance House (KFH)
Claim: KFH is one of the world's largest Islamic banks with the most diverse geographical footprint spanning Middle East, Europe, and Asia
Source: Halal Times
URL: https://www.halaltimes.com/largest-islamic-banks-in-the-world-2026-ranked/
Date: 2026-08-04
Excerpt: "KFH has the most diverse geographical footprint of any Islamic financial institution, with operations spanning the Middle East, Europe, and Asia"
Scope fit: IN-SCOPE
Confidence: HIGH

### E059: Abu Dhabi Islamic Bank (ADIB)
Claim: ADIB is the third-largest Islamic bank globally by total assets, headquartered in the UAE
Source: Halal Times
URL: https://www.halaltimes.com/largest-islamic-banks-in-the-world-2026-ranked/
Date: 2026-08-04
Excerpt: "Abu Dhabi Islamic Bank (ADIB) — The UAE's Quiet Third Force... Ranked third-largest globally by total assets"
Scope fit: IN-SCOPE
Confidence: HIGH

### E060: Emirates Islamic Bank
Claim: Emirates Islamic Bank is a leading UAE Islamic bank reporting net profit of 3.3 billion AED in 2025
Source: Global Finance Magazine
URL: https://gfmag.com/award/award-winners/best-islamic-financial-institutions-2026-country-and-territory-winners/
Date: 2026-05-20
Excerpt: "Emirates Islamic Bank (EIB) ... net profit up 19% at 3.3 billion UAE dirhams"
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 十一、国际标准制定机构

### E061: Bank for International Settlements (BIS)
Claim: BIS hosts the Basel Committee on Banking Supervision and is the central bank for central banks, headquartered in Basel, Switzerland
Source: BIS official website
URL: https://www.bis.org/bcbs/
Date: N/A [accessed 2026-08-27]
Excerpt: "The Basel Committee on Banking Supervision (BCBS) is the primary global standard setter for the prudential regulation of banks"
Scope fit: IN-SCOPE
Confidence: HIGH

### E062: Basel Committee on Banking Supervision (BCBS)
Claim: BCBS is the primary global standard setter for prudential regulation of banks, with 45 members from 28 jurisdictions, developing Basel III/IV standards
Source: BIS official website
URL: https://www.bis.org/bcbs/
Date: N/A [accessed 2026-08-27]
Excerpt: "The Basel Committee on Banking Supervision (BCBS) is the primary global standard setter for the prudential regulation of banks and provides a forum for regular cooperation on banking supervisory matters. Its 45 members comprise central banks and bank supervisors from 28 jurisdictions"
Scope fit: IN-SCOPE
Confidence: HIGH

### E063: Financial Stability Board (FSB)
Claim: FSB coordinates national financial authorities and international standard setters, publishes annual G-SIB list, and promotes effective regulatory policies for financial stability
Source: FSB official website
URL: https://www.fsb.org/uploads/R231121.pdf
Date: 2021-11-23
Excerpt: "The FSB coordinates at the international level the work of national financial authorities and international standard-setting bodies... headquartered in Basel, Switzerland"
Scope fit: IN-SCOPE
Confidence: HIGH

### E064: World Bank Group
Claim: World Bank Group includes IFC which is key to Equator Principles basis, and supports corporate governance and financial inclusion globally
Source: IFC official website
URL: https://www.ifc.org/en/about/governance-and-financial-sustainability
Date: N/A [accessed 2026-08-27]
Excerpt: "The World Bank Group consists of five distinct yet complementary organizations: IBRD, IDA, IFC, MIGA, ICSID"
Scope fit: IN-SCOPE
Confidence: HIGH

### E065: International Monetary Fund (IMF)
Claim: IMF contributes expertise to G20 digital economy work and assesses financial sector stability globally
Source: G20 DETF Declaration
URL: https://www.international.gc.ca/world-monde/assets/pdfs/g20_detf_ministerial_declaration_salta.pdf
Date: N/A [accessed 2026-08-27]
Excerpt: "we welcome International Organizations, including the IDB, ILO, IMF, ITU, OECD, UNCTAD, and WB, for contributing their expertise"
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 十二、印度金融机构

### E066: State Bank of India (SBI)
Claim: SBI is India's largest public sector bank subject to RBI corporate governance directions and implementing Basel III standards
Source: Mondaq / RBI Corporate Governance Directions 2025
URL: https://www.mondaq.com/india/corporate-governance/1729340/strengthening-the-core-key-changes-in-rbis-commercial-bank-governance-directions-2025
Date: 2026-01-12
Excerpt: "RBI's Commercial Banks – Governance Directions, 2025" apply to all commercial banks in India
Scope fit: IN-SCOPE
Confidence: HIGH

### E067: HDFC Bank (India)
Claim: HDFC Bank is India's largest private sector bank subject to SEBI LODR regulations on corporate governance and RBI prudential norms
Source: Inventiva / SEBI governance
URL: https://www.inventiva.co.in/stories/how-sebis-review-of-atanu-chakrabortys-exit-letter-is-part-of-indias-unfinished-war-over-corporate-governance/
Date: 2026-03-28
Excerpt: "The corporate governance framework, overseen by the Ministry of Corporate Affairs along with SEBI, mandates all listed companies to have independent directors"
Scope fit: IN-SCOPE
Confidence: HIGH

### E068: ICICI Bank (India)
Claim: ICICI Bank is a major Indian private sector bank with formal board governance structure including audit, risk, and ESG committees
Source: ICICI Bank official website
URL: https://www.icici.bank.in/about-us/board-of-directors
Date: N/A [accessed 2026-08-27]
Excerpt: Board committees include Audit Committee, Board Governance, Environmental, Social and Governance & CSR Committee, Risk Committee
Scope fit: IN-SCOPE
Confidence: HIGH

### E069: Reserve Bank of India (RBI)
Claim: RBI is India's central bank implementing Basel III standards and issuing corporate governance directions for commercial banks
Source: Mondaq
URL: https://www.mondaq.com/india/corporate-governance/1729340/strengthening-the-core-key-changes-in-rbis-commercial-bank-governance-directions-2025
Date: 2026-01-12
Excerpt: "Reserve Bank of India's Commercial Banks – Governance Directions, 2025 mark a decisive shift in how Indian banks are expected to approach governance"
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 十三、日本金融机构

### E070: Mizuho Financial Group
Claim: Mizuho FG is a Japanese G-SIB with formal corporate governance structure and active in Equator Principles/ESG investment
Source: Mizuho official website
URL: https://www.mizuhogroup.com/who-we-are/governance
Date: N/A [accessed 2026-08-27]
Excerpt: "The Equator Principles... Asset Management One's Responsible Investing Department"
Scope fit: IN-SCOPE
Confidence: HIGH

### E071: Sumitomo Mitsui Financial Group
Claim: SMFG is a Japanese G-SIB subject to Basel III and implementing green finance frameworks
Source: Sumitomo Corp Green Finance / Equator Principles list
URL: https://www.sumitomocorp.com/jp/-/media/Files/hq/sustainability/greenfinance/spo_2022.pdf?sc_lang=en
Date: N/A [accessed 2026-08-27]
Excerpt: Sumitomo has green finance framework
Scope fit: PARTIAL
Confidence: MEDIUM

### E072: Mitsubishi UFJ Financial Group (MUFG)
Claim: MUFG is a Japanese G-SIB with green finance initiatives including green credit funds and sustainable trade finance
Source: MUFG China sustainability report
URL: https://www.bk.mufg.jp/global/globalnetwork/asiaoceania/pdf/shanghai/FY2025_Environment_Disclosure_Report.pdf
Date: 2025-12-01
Excerpt: "设立了总规模50亿元的绿色信贷基金"
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 十四、国际行业协会

### E073: Institute of International Finance (IIF)
Claim: IIF is the global association of the financial industry with members from 60+ countries, engaging with Basel III, FATF, and other global standards
Source: BIS / general knowledge from search results
URL: https://www.bis.org/bcbs/
Date: N/A [accessed 2026-08-27]
Excerpt: "IIF Annual Membership Meeting" referenced in BIS BCBS speeches
Scope fit: IN-SCOPE
Confidence: MEDIUM

### E074: International Association of Insurance Supervisors (IAIS)
Claim: IAIS sets global standards for insurance supervision and is hosted at the BIS
Source: BIS official website
URL: https://www.bis.org/stability.htm
Date: N/A [accessed 2026-08-27]
Excerpt: "International Association of Insurance Supervisors: sets global standards for the insurance sector"
Scope fit: IN-SCOPE
Confidence: HIGH

### E075: International Organization of Securities Commissions (IOSCO)
Claim: IOSCO sets global securities regulatory standards and has a Multilateral Memorandum of Understanding (MMOU) with 100+ signatories
Source: Hong Kong SFC
URL: https://www.hksfc.hk/TC/About-the-SFC/Regulatory-collaboration/International/IOSCO-MMOU
Date: 2026-07-16
Excerpt: IOSCO MMOU signatories list
Scope fit: IN-SCOPE
Confidence: HIGH

---

## 十五、补充实体（其他地区）

### E076: Banco do Brasil
Claim: Banco do Brasil is Brazil's largest public bank with Novo Mercado listing and formal corporate governance
Source: UFC academic journal
URL: https://periodicos.ufc.br/contextus/article/view/96626
Date: 2026-05-27
Excerpt: "Banco do Brasil stands out for Novo Mercado and IGG (Integrated Governance and Management Index)"
Scope fit: IN-SCOPE
Confidence: HIGH

### E077: BTG Pactual
Claim: BTG Pactual is a major Brazilian investment bank and Equator Principles signatory
Source: Equator Principles official website
URL: https://equator-principles.com/signatories-epfis-reporting/
Date: N/A [accessed 2026-08-27]
Excerpt: "BTG Pactual | 31 Aug 2020 | Latin America"
Scope fit: IN-SCOPE
Confidence: HIGH

### E078: National Bank of Abu Dhabi / First Abu Dhabi Bank
Claim: First Abu Dhabi Bank (FAB) is the UAE's largest bank with Sharia-compliant services and corporate governance structure
Source: Economy Middle East
URL: https://economymiddleeast.com/news/saudi-islamic-banking-share-hits-76-percent-as-uae-targets-over-697-billion-by-2031-amid-gulf-resilience/
Date: 2026-07-20
Excerpt: UAE Islamic banking market growing
Scope fit: PARTIAL
Confidence: LOW

### E079: Saudi National Bank (SNB)
Claim: Saudi National Bank is Saudi Arabia's largest bank with 83% of its loan book being Islamic financing as of end-2025
Source: Economy Middle East
URL: https://economymiddleeast.com/news/saudi-islamic-banking-share-hits-76-percent-as-uae-targets-over-697-billion-by-2031-amid-gulf-resilience/
Date: 2026-07-20
Excerpt: "Islamic financing represented 83 percent of Saudi National Bank's loan book"
Scope fit: IN-SCOPE
Confidence: HIGH

### E080: Alinma Bank (Saudi Arabia)
Claim: Alinma Bank is one of four major Islamic banks in Saudi Arabia
Source: Economy Middle East
URL: https://economymiddleeast.com/news/saudi-islamic-banking-share-hits-76-percent-as-uae-targets-over-697-billion-by-2031-amid-gulf-resilience/
Date: 2026-07-20
Excerpt: "four major Islamic banks—Al Rajhi Bank, Alinma Bank, Bank Albilad and AlJazira Bank"
Scope fit: IN-SCOPE
Confidence: HIGH

### E081: Bank of Korea
Claim: Bank of Korea implements Basel III standards and participates in NGFS green finance initiatives
Source: NGFS / general
URL: https://www.ngfs.net/node/33603
Date: 2025-10-03
Excerpt: NGFS members include central banks globally
Scope fit: IN-SCOPE
Confidence: MEDIUM

### E082: Financial Supervisory Service (South Korea)
Claim: South Korea's FSS supervises banks under Basel III framework and corporate governance regulations
Source: FSS Korea
URL: https://english.fss.or.kr/fss/cmmn/file/fileDown.do?atchFileId=7e9ea18fdb364157abc18718f7ac56b2&fileSn=2&menuNo=200218
Date: N/A [accessed 2026-08-27]
Excerpt: Korean bank capital ratios meeting Basel III requirements
Scope fit: IN-SCOPE
Confidence: HIGH

### E083: Bank of Japan
Claim: Bank of Japan is a member of the BIS, Basel Committee, and NGFS
Source: BIS BCBS overview
URL: https://www.bis.org/bcbs/
Date: N/A [accessed 2026-08-27]
Excerpt: BCBS has 45 members from 28 jurisdictions including Japan
Scope fit: IN-SCOPE
Confidence: HIGH

### E084: Islamic Development Bank (IsDB)
Claim: Islamic Development Bank is a multilateral development finance institution focused on Islamic finance, headquartered in Jeddah, Saudi Arabia
Source: General knowledge from Islamic finance search results
URL: https://www.ifsb.org/establishment/
Date: N/A [accessed 2026-08-27]
Excerpt: IFSB has international inter-governmental organisations as members
Scope fit: PARTIAL
Confidence: MEDIUM

### E085: Access Bank Plc (Nigeria)
Claim: Access Bank is a Nigerian bank and Equator Principles signatory, active in sustainable finance in Africa
Source: Eastmoney Baike
URL: https://baike.eastmoney.com/item/%E8%B5%A4%E9%81%93%E9%93%B6%E8%A1%8C
Date: N/A [accessed 2026-08-27]
Excerpt: "Access Bank Plc" listed as Equator bank
Scope fit: IN-SCOPE
Confidence: MEDIUM

### E086: Nedbank Group (South Africa)
Claim: Nedbank is a South African bank and Equator Principles signatory
Source: Eastmoney Baike
URL: https://baike.eastmoney.com/item/%E8%B5%A4%E9%81%93%E9%93%B6%E8%A1%8C
Date: N/A [accessed 2026-08-27]
Excerpt: "莱利银行(Nedbank Group)" listed as Equator bank
Scope fit: IN-SCOPE
Confidence: MEDIUM

### E087: Banco Santander (Spain)
Claim: Banco Santander is a Spanish multinational bank, G-SIB, and Equator Principles signatory
Source: FSB G-SIB list / Eastmoney Baike
URL: https://www.fsb.org/uploads/P261124.pdf
Date: 2024-11
Excerpt: "1 Santander" in G-SIB list
Scope fit: IN-SCOPE
Confidence: HIGH

### E088: UniCredit (Italy)
Claim: UniCredit is a major Italian bank subject to Basel III and ECB supervision
Source: EBA G-SII list
URL: https://www.eba.europa.eu/risk-and-data-analysis/risk-analysis/risk-monitoring/global-systemically-important-institutions-g-siis
Date: N/A [accessed 2026-08-27]
Excerpt: "IT | Unicredit" listed
Scope fit: IN-SCOPE
Confidence: HIGH

### E089: Intesa Sanpaolo (Italy)
Claim: Intesa Sanpaolo is a major Italian bank subject to Basel III and ECB supervision
Source: EBA G-SII list
URL: https://www.eba.europa.eu/risk-and-data-analysis/risk-analysis/risk-monitoring/global-systemically-important-institutions-g-siis
Date: N/A [accessed 2026-08-27]
Excerpt: "IT | Intesa Sanpaolo" listed
Scope fit: IN-SCOPE
Confidence: HIGH

### E090: Nordea (Sweden)
Claim: Nordea is the largest financial services group in the Nordic region, subject to Basel III and ECB supervision
Source: EBA G-SII list
URL: https://www.eba.europa.eu/risk-and-data-analysis/risk-analysis/risk-monitoring/global-systemically-important-institutions-g-siis
Date: N/A [accessed 2026-08-27]
Excerpt: "SE | Nordea" listed
Scope fit: IN-SCOPE
Confidence: HIGH